Compliance Administrator - Financial Planning
Warrington
Compliance Administrator – Financial Planning
Warrington (Office Based)
£30,000 – £35,000 + Comprehensive Benefits + Exam Support
We are looking for a detail-driven Compliance Administrator to join a growing Financial Planning firm in Warrington. This is a fantastic opportunity for someone who enjoys working in a structured environment and wants to build a long-term career in compliance within financial services.
The Compliance Administrator Role
Working closely with the compliance team and advisers, you will help ensure the firm operates within regulatory requirements while maintaining high standards of client service.
Compliance Administrator - Key Responsibilities
Supporting the compliance function with day-to-day administrative tasks
Conducting file reviews to ensure regulatory standards are met
Maintaining accurate compliance records and documentation
Assisting with internal audits and monitoring activities
Supporting advisers with regulatory queries and best practice guidance
Helping implement and monitor compliance policies and procedures
Compliance Administrator - About You
Experience in financial services administration or compliance (ideally within financial planning/wealth management)
Strong attention to detail and organisational skills
Good understanding of regulatory frameworks within financial services (desirable)
Confident communicator with the ability to work collaboratively
Ambition to develop within compliance and financial services
Compliance Administrator - What’s on Offer
Salary: £30,000 – £35,000
Full exam support for relevant professional qualifications
Comprehensive benefits package
Clear progression within compliance
Supportive and professional working environment
Office-based role in Warrington
If you're looking to build a career in compliance within financial planning and want to join a supportive firm that invests in your development, please get in touch